Which of the following AIMR Standards states that the financial analyst shall distinguish between facts and opinions in research reports?
Answer(s): D
Standard IV (A.2) - Research Reports states: "Members shall distinguish between facts and opinions in research reports."
Complete the following: According to The Code of Ethics, members of AIMR shall: "Practice and encourage others to practice in a professional and ethical manner that will ________ members and their profession."
Answer(s): B
According to The Code of Ethics, members of AIMR shall: "Practice and encourage others to practice in a professional and ethical manner that will reflect credit on members and their profession."
Standard III (A) - Obligation to Inform Employer of Code & Standards - requires all AIMR members, Charterholders and CFA candidates inform their employers about their personal obligation to abide by the code. Which of the following is/are true in regard to this requirement?
Answer(s): A
If the employer has publicly adopted the Code of Ethics, no explicit notification is required. Otherwise, the immediate supervisor must be informed in writing about the obligation to abide by the Code. "In writing" includes any form of communication that can be documented, including email. Refer Standard III (A) - Obligation to Inform Employer of Code & Standards
According to Standard IV (B.4), Priority of Transactions: "Transactions for clients and employers shall have priority over transactions in securities or other investments of which a member is the ________ so that such personal transactions do not operate adversely to their clients' or employer's interests."
Answer(s): E
Standard IV (B.4) deals with the Priority of Transactions. Under this standard, transactions for clients and employers shall have priority over transactions in securities or other investments of which a member is the beneficial owner so that such personal transactions do not operate adversely to their clients' or employer's interests. If members make a recommendation regarding the purchase or sale of an investment, they shall give their clients and employer adequate opportunity to act on the recommendation before acting on their own behalf.
Standard III (E) is known as ________.
Answer(s): H
Standard III (E) is Responsibilities of Supervisors. Be sure you remember that this standard may often be cited as a violation, along with most other standards (because failure to supervise is often at the root of many of the standard violations).
Share your comments for Test Prep CFA® LEVEL 1 exam with other users:
prep for exam
thanks for helping us
i prepared for the eccouncil 350-401 exam. i scored 92% on the test.
aba questions to practice
great content
how do i get the remaining questions?
well formatted pdf and the test engine software is free. well worth the money i sept.
looking for 1z0-116
in question 22, shouldnt be in the data (option a) layer?
the questions are incredibly close to real exam. you people are amazing.
q15. answer is b. simple
great practice
thanks to this exam dumps, i felt confident and passed my exam with ease.
need 1z0-1105-22 exam
this is a beautiful tool. passed after a week of studying.
can you please upload the dumps for 1z0-1096-23 for oracle
its intresting, i would like to learn more abouth this
q252: dns poisoning is the correct answer, not locator redirection. beaconing is detected from a host. this indicates that the system has been infected with malware, which could be the source of local dns poisoning. location redirection works by either embedding the redirection in the original websites code or having a user click on a url that has an embedded redirect. since users at a different office are not getting redirected, it isnt an embedded redirection on the original website and since the user is manually typing in the url and not clicking a link, it isnt a modified link.
helpful dump questions
question 423 eigrp uses metric
hello nice dumps
good resource for learning
very useful
physical tempering techniques
its giving best technical knowledge
please upload
great question with explanation thanks!!
does this exam have lab sections?
please upload the braindump for .net
i need this exam 1z0-1107-2. please.
very useful!
for this question - "which three type of basic patient or member information is displayed on the patient info component? (choose three.)", list of conditions is not displayed (it is displayed in patient card, not patient info). so should be thumbnail of chatter photo
q52 should be d. vm storage controller bandwidth represents the amount of data (in terms of bandwidth) that a vms storage controller is using to read and write data to the storage fabric.