Test Prep CFA® Level I Chartered Financial Analyst CFA-Level-I Dumps in PDF

Free Test Prep CFA-Level-I Real Questions (page: 22)

To claim compliance with the AIMR Performance Presentation Standards,

  1. at least 1/2 of the investment managers in the firm must comply with the Standards.
  2. the entire firm must comply with the Standards.
  3. none of these answers. The Standards apply to individual investment manager's performance only.
  4. at least 3/4 of the investment managers in the firm must comply with the Standards.

Answer(s): B

Explanation:

To claim compliance with the AIMR-PPS, the firm must comply with the Standards on a firmwide basis.
Additionally, the firm must state exactly how it is defining itself for purposes of compliance.



Standard IV (B.5) deals with ________.

  1. Disclosure of Conflicts to Clients and Prospects
  2. Prohibition against Use of Material Nonpublic Information
  3. None of these answers
  4. Preservation of Confidentiality
  5. Prohibition against Misrepresentation
  6. Priority of Transactions
  7. Disclosure of Referral Fees
  8. Performance Presentation

Answer(s): D

Explanation:

Standard IV (B.5) deals with the preservation of confidentiality of information communicated by clients or employers concerning matters within the scope of the client-member, employer-member relationship.



Which of the following is not a violation of Standard II (C)?

  1. Use a small part of an analysts work who also is employed in a completely different (non-competitive) industry, without acknowledgment.
  2. Use a small part of an analysts work who also is employed in the same industry, without acknowledgment.
  3. All of these answers are violations.
  4. Using one chart in a presentation that was prepared by another analyst, without acknowledgment.
  5. Giving an oral report and citing specific quotations, attributable to "leading analysts," without specific reference.

Answer(s): C

Explanation:

Using excerpts from articles or reports prepared by others, either verbatim, or with only a slight change, without acknowledgment; citing specific quotations, attributable to "leading analysts," without specific reference; using charts or graphs without stating their sources; and copying proprietary computerized spreadsheets or algorithms without seeking the authorization of their creators - all of these practices are violations of Standard II (C). Only globally recognized sources of factual material such as that provided by Standard & Poor's, or Moody's Investors Service, can be used without acknowledgment, since such information is already in the public realm.



Which of the following can be found in Standard II?

  1. Members shall not participate in plagiarism.
  2. Members shall maintain appropriate records to support the reasonableness of recommendations.
  3. Members shall maintain knowledge of and comply with all applicable laws.
  4. Members shall not undertake any independent practice in competition with employer without written consent.
  5. Members shall make reasonable efforts to achieve public dissemination of material nonpublic information disclosed in breach of a duty.

Answer(s): A

Explanation:

Standard II states: "Members shall not copy or use, in substantially the same form as the original, material prepared by another without acknowledging and identifying the name of the author, publisher or source of such material."



Social factors

  1. none of these answers.
  2. must be a primary consideration of investments because of the ERISA rule.
  3. may never be a primary consideration of investments.
  4. may be a primary consideration of investments, depending on the guidelines of the investment policy.
  5. must be a primary consideration of investments because of the prudence rule.
  6. must be a primary consideration of investments because of the loyalty rule.

Answer(s): C

Explanation:

ERISA guidelines issued by the U.S. Department of Labor state that ERISA prudence standard requires a fiduciary to make investment decisions first on grounds of economic and investment merit. Consideration of social factors may be an incidental, but never primary, consideration of investments that are equal in economic and financial terms.



Share your comments for Test Prep CFA-Level-I exam with other users:

U
User random
11/15/2023 3:01:00 AM

i registered for 1z0-1047-23 but dumps qre available for 1z0-1047-22. help me with this...

K
kk
1/17/2024 3:00:00 PM

very helpful

R
Raj
7/24/2023 10:20:00 AM

please upload oracle 1z0-1110-22 exam pdf

B
Blessious Phiri
8/13/2023 11:58:00 AM

becoming interesting on the logical part of the cdbs and pdbs

L
LOL what a joke
9/10/2023 9:09:00 AM

some of the answers are incorrect, i would be wary of using this until an admin goes back and reviews all the answers

M
Muhammad Rawish Siddiqui
12/9/2023 7:40:00 AM

question # 267: federated operating model is also correct.

M
Mayar
9/22/2023 4:58:00 AM

its helpful alot.

S
Sandeep
7/25/2022 11:58:00 PM

the questiosn from this braindumps are same as in the real exam. my passing mark was 84%.

E
Eman Sawalha
6/10/2023 6:09:00 AM

it is an exam that measures your understanding of cloud computing resources provided by aws. these resources are aligned under 6 categories: storage, compute, database, infrastructure, pricing and network. with all of the services and typees of services under each category

M
Mars
11/16/2023 1:53:00 AM

good and very useful

R
ronaldo7
10/24/2023 5:34:00 AM

i cleared the az-104 exam by scoring 930/1000 on the exam. it was all possible due to this platform as it provides premium quality service. thank you!

P
Palash Ghosh
9/11/2023 8:30:00 AM

easy questions

N
Noor
10/2/2023 7:48:00 AM

could you please upload ad0-127 dumps

K
Kotesh
7/27/2023 2:30:00 AM

good content

B
Biswa
11/20/2023 9:07:00 AM

understanding about joins

J
Jimmy Lopez
8/25/2023 10:19:00 AM

please upload oracle cloud infrastructure 2023 foundations associate exam braindumps. thank you.

L
Lily
4/24/2023 10:50:00 PM

questions made studying easy and enjoyable, passed on the first try!

J
John
8/7/2023 12:12:00 AM

has anyone recently attended safe 6.0 exam? did you see any questions from here?

B
Big Dog
6/24/2023 4:47:00 PM

question 13 should be dhcp option 43, right?

B
B.Khan
4/19/2022 9:43:00 PM

the buy 1 get 1 is a great deal. so far i have only gone over exam. it looks promissing. i report back once i write my exam.

G
Ganesh
12/24/2023 11:56:00 PM

is this dump good

A
Albin
10/13/2023 12:37:00 AM

good ................

P
Passed
1/16/2022 9:40:00 AM

passed

H
Harsh
6/12/2023 1:43:00 PM

yes going good

S
Salesforce consultant
1/2/2024 1:32:00 PM

good questions for practice

R
Ridima
9/12/2023 4:18:00 AM

need dump and sap notes for c_s4cpr_2308 - sap certified application associate - sap s/4hana cloud, public edition - sourcing and procurement

T
Tanvi Rajput
10/6/2023 6:50:00 AM

question 11: d i personally feel some answers are wrong.

A
Anil
7/18/2023 9:38:00 AM

nice questions

C
Chris
8/26/2023 1:10:00 AM

looking for c1000-158: ibm cloud technical advocate v4 questions

S
sachin
6/27/2023 1:22:00 PM

can you share the pdf

B
Blessious Phiri
8/13/2023 10:26:00 AM

admin ii is real technical stuff

L
Luis Manuel
7/13/2023 9:30:00 PM

could you post the link

V
vijendra
8/18/2023 7:54:00 AM

hello send me dumps

S
Simeneh
7/9/2023 8:46:00 AM

it is very nice

AI Tutor 👋 I’m here to help!