IIA Certified Internal Auditor Exam CIA Dumps in PDF

Free IIA CIA Real Questions (page: 12)

What is risk management?

  1. Identifying and prioritizing risks
  2. Measuring risks and determining consequences
  3. Identifying threats to the organization and likelihood of occurrence
  4. Determining how much risk is acceptable and what action should be taken.

Answer(s): D



The primary reason that a bank would maintain a separate compliance function is to

  1. Better manage perceived high risks
  2. Strengthen controls over the bank's investments
  3. Ensure the independence of line and senior management
  4. Better respond to shareholder expectations

Answer(s): A



When reviewing operational risk for a department whose manager adopts a laissez-faire style of leadership, it is most important for the internal auditor to verify that

  1. Employee decisions follow department and company guidelines
  2. The manager considers employees' input when designing new procedures
  3. Employees are empowered to deal with unusual or emergency situations
  4. Management has adopted an open-door policy to assist with communication

Answer(s): A



A major corporation is considering significant organizational changes. Which of the following groups would not be responsible for implementing these changes?

  1. Employees
  2. Senior management
  3. Common stockholders
  4. Outside consultants

Answer(s): C



In order to effectively handle conflict between audit team members, an audit team leader should

  1. Avoid addressing the conflict until the leader is sure that there is a problem.
  2. Be assertive and keep the team members focused on a resolution.
  3. Ask one of the team members to resolve the issue by being more conciliatory.
  4. Transfer one of the team members to another assignment.

Answer(s): B



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A
abuti
7/21/2023 6:10:00 PM

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7/5/2023 8:46:00 PM

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12/2/2023 6:31:00 AM

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11/20/2023 11:57:00 AM

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5/15/2023 5:38:00 AM

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7/17/2023 5:22:00 PM

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Wong
12/20/2023 11:34:00 AM

q10 - the answer should be a. if its c, the criteria will meet if either the prospect is not part of the suppression lists or if the job title contains vice president

D
david
12/12/2023 12:38:00 PM

this was on the exam as of 1211/2023

T
Tink
7/24/2023 9:23:00 AM

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Jaro
12/18/2023 3:12:00 PM

i think in question 7 the first answer should be power bi portal (not power bi)

9
9eagles
4/7/2023 10:04:00 AM

on question 10 and so far 2 wrong answers as evident in the included reference link.

T
Tai
8/28/2023 5:28:00 AM

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VoiceofMidnight
12/29/2023 4:48:00 PM

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A
A K
8/3/2023 11:56:00 AM

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11/27/2023 6:12:00 AM

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BailleyOne
11/22/2023 1:45:00 AM

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P
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10/25/2023 8:17:00 AM

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MortonG
10/19/2023 6:32:00 PM

question: 128 d is the wrong answer...should be c

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10/31/2023 12:07:00 PM

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9/3/2023 2:14:00 PM

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8/12/2023 7:56:00 PM

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M
Miguel
10/5/2023 12:16:00 PM

question 11: https://help.salesforce.com/s/articleview?id=sf.admin_lead_to_patient_setup_overview.htm&type=5

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Noushin
11/28/2023 4:52:00 PM

i think the answer to question 42 is b not c

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8/28/2023 1:00:00 AM

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10/31/2023 12:51:00 AM

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12/16/2023 10:54:00 PM

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Wali
6/4/2023 10:07:00 PM

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7/18/2023 1:10:00 AM

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10/15/2023 1:34:00 PM

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12/17/2023 8:36:00 AM

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