Amazon
Anthropic
Avaya
Cisco
CompTIA
CrowdStrike
EC-Council
EXIN
Fortinet
Google
ISC
ISC2
ITIL
Juniper
Microsoft
NVIDIA
Palo Alto Networks
Salesforce
SAP
VMware
All Vendors

CFA Level I Chartered Financial Analyst CFA I Dumps in PDF

Free CFA CFA I Real Questions (page: 66)

CFA I PDF — 3960 Questions

Standard III of the Standards of Professional Conduct deals with Relationships with and Responsibilities to ________.

  1. AIMR
  2. Clients and Prospects
  3. None of these answers
  4. the Employer

Answer(s): D

Explanation:

Standard III of the Standards of Professional Conduct deals with Relationships with and Responsibilities to the Employer.



Standard IV (B.8) deals with ________.

  1. Prohibition against Use of Material Nonpublic Information
  2. Preservation of Confidentiality
  3. None of these answers
  4. Prohibition against Misrepresentation
  5. Disclosure of Referral Fees
  6. Disclosure of Conflicts to Clients and Prospects
  7. Priority of Transactions

Answer(s): E

Explanation:

Standard IV (B.8) states that members shall disclose to all clients any referral fees received by the member for the recommendation of any services to the client or prospect.



Which of the following statements is NOT correct?

  1. Members who work in a country where the Code and Standards impose a lesser degree of responsibility than local laws and regulations must still adhere to the Code and Standards.
  2. All of these statements are correct.
  3. Standards II through V address specific conduct.
  4. Standard I sets forth minimum standards relating to general activities.

Answer(s): A

Explanation:

If a member lives in a country, or provides investment services to a client residing in a country, with more strict securities laws than the Codes and Standards, he/she must comply with the more strict laws and regulations of the country.



Which of the following is NOT a form of plagiarism as defined by AIMR code of conduct?

  1. Copying proprietary software programs without permission.
  2. Using data from a well-known statistical service without attribution.
  3. Citing specific quotations to "leading analysts," without specific reference.
  4. Using publicized research reports prepared by others without attribution.

Answer(s): B

Explanation:

Standard II(C) - Prohibition against Plagiarism considers a use of factual information published by recognized financial and statistical services without attribution acceptable. All of the others are forms of plagiarism and violations of Standard II(C).



Silverio Arvantis is an aggressive and quick-silver analyst with Foresi Associates, an investment advisory firm. Silverio, a freshly minted Ph.D. from the University of Chicago, recently formulated an algorithm for selecting the portfolio weights in relatively new high-tech stocks. The algorithm evaluates 43 different variables to choose the investments and as such, is fairly complex in nature. Not wishing to drown his clients in esoteric terms like "martingale" and "stochastic transformation," Silverio writes up a short report which touches only briefly on the major characteristics of the model. Instead, he focuses on the performance of the model on past market data, which is absolutely sterling. Based on these tests, Silverio recommends 4 stocks for immediate purchase.
Silverio has:

  1. violated Standard V (B) - Performance Presentation by relying on past data.
  2. not violated any standards.
  3. violated Standard IV (A.2) - Research Reports by failing to disclose sufficient details about the algorithm.
  4. violated Standard IV (A.2) - Research Reports by failing to distinguish opinion from fact.

Answer(s): C

Explanation:

Standard IV (A.2) requires the member to disclose details of the reasoning and logic behind the recommendations so that investors can follow and challenge it and analyze the risks inherent in the recommended strategy. While Silverio does not have to delve into excessive technical details or reveal any proprietary formulas, the report must contain explanations for the recommendations. By omitting these, he has violated Standard IV (A.2). Note, however, that there is no evidence that he has confused opinion with fact.



PDF
Viewing page 66 of 793

Share your comments for CFA CFA I exam with other users:

I
Irfan
11/25/2023 1:26:00 AM

very nice content

Anonymous
P
php
6/16/2023 12:49:00 AM

passed today

Anonymous
D
Durga
6/23/2023 1:22:00 AM

hi can you please upload questions

Anonymous
J
JJ
5/28/2023 4:32:00 AM

please upload quetions

THAILAND
N
Norris
1/3/2023 8:06:00 PM

i passed my exam thanks to this braindumps questions. these questions are valid in us and i highly recommend it!

UNITED STATES
A
abuti
7/21/2023 6:10:00 PM

are they truely latest

Anonymous
C
Curtis Nakawaki
7/5/2023 8:46:00 PM

questions appear contemporary.

UNITED STATES
V
Vv
12/2/2023 6:31:00 AM

good to prepare in this site

UNITED STATES
P
praveenkumar
11/20/2023 11:57:00 AM

very helpful to crack first attempt

Anonymous
A
asad Raza
5/15/2023 5:38:00 AM

please upload this exam

CHINA
R
Reeta
7/17/2023 5:22:00 PM

please upload the c_activate22 dump questions with answer

SWEDEN
W
Wong
12/20/2023 11:34:00 AM

q10 - the answer should be a. if its c, the criteria will meet if either the prospect is not part of the suppression lists or if the job title contains vice president

MALAYSIA
D
david
12/12/2023 12:38:00 PM

this was on the exam as of 1211/2023

Anonymous
T
Tink
7/24/2023 9:23:00 AM

great for prep

GERMANY
J
Jaro
12/18/2023 3:12:00 PM

i think in question 7 the first answer should be power bi portal (not power bi)

Anonymous
9
9eagles
4/7/2023 10:04:00 AM

on question 10 and so far 2 wrong answers as evident in the included reference link.

Anonymous
T
Tai
8/28/2023 5:28:00 AM

wonderful material

SOUTH AFRICA
V
VoiceofMidnight
12/29/2023 4:48:00 PM

i passed!! ...but barely! got 728, but needed 720 to pass. the exam hit me with labs right out of the gate! then it went to multiple choice. protip: study the labs!

UNITED STATES
A
A K
8/3/2023 11:56:00 AM

correct answer for question 92 is c -aws shield

Anonymous
N
Nitin Mindhe
11/27/2023 6:12:00 AM

great !! it is really good

IRELAND
B
BailleyOne
11/22/2023 1:45:00 AM

explanations for the answers are to the point.

Anonymous
P
patel
10/25/2023 8:17:00 AM

how can rea next

INDIA
M
MortonG
10/19/2023 6:32:00 PM

question: 128 d is the wrong answer...should be c

EUROPEAN UNION
J
Jayant
11/2/2023 3:15:00 AM

thanks for az 700 dumps

Anonymous
B
Bipul Mishra
12/14/2023 7:12:00 AM

thank you for this tableau dumps . it will helpfull for tableau certification

UNITED STATES
H
hello
10/31/2023 12:07:00 PM

good content

Anonymous
M
Matheus
9/3/2023 2:14:00 PM

just testing if the comments are real

UNITED STATES
Y
yenvti2@gmail.com
8/12/2023 7:56:00 PM

very helpful for exam preparation

Anonymous
M
Miguel
10/5/2023 12:16:00 PM

question 11: https://help.salesforce.com/s/articleview?id=sf.admin_lead_to_patient_setup_overview.htm&type=5

SPAIN
N
Noushin
11/28/2023 4:52:00 PM

i think the answer to question 42 is b not c

CANADA
S
susan sandivore
8/28/2023 1:00:00 AM

thanks for the dump

Anonymous
A
Aderonke
10/31/2023 12:51:00 AM

fantastic assessments

Anonymous
P
Priscila
7/22/2022 9:59:00 AM

i find the xengine test engine simulator to be more fun than reading from pdf.

GERMANY
S
suresh
12/16/2023 10:54:00 PM

nice document

Anonymous
AI Tutor 👋 I’m here to help!