Under Standard IV (B.6), Prohibition against Misrepresentation, a member may discuss a "guaranteed" investment, as long as that investment is which of the following?
Answer(s): F
Standard IV (B.6) prohibits statements that an investment is "guaranteed", or that superior returns can be expected in the future based on the member repeating past success. It does not preclude truthful statements on investments with guaranteed returns, such as some insurance contracts, short-term Treasury securities and insured bank deposits.
According to the AIMR-PPS, performance must be calculated
Answer(s): D
Performance must be calculated after the deduction of trading expenses (e.g., broker commissions and SEC fees), if any. This is a requirement for calculation of returns.
What is the effective date for compliance with the AIMR-Performance Presentation Standards for discretionary fee-paying portfolios meeting the definition of a wrap-fee account?
Answer(s): C
From July 1, 1995, going forward, all of the firm's actual discretionary fee-paying portfolios meeting the definition of a wrap-fee account must be presented in composites that adhere to the Standards.
Connery, a smart professional, passed his Level II CFA exam 2 years ago. He could not take the Level III exam due to professional time commitments elsewhere. He is thinking of taking Level III a couple of years from now, once things settle down on his personal front. His resume, which he has sent to a few prestigious firms, states that he is a candidate in the CFA program and has successfully completed Level II exam. He makes no exaggerated claims about his abilities on his resume. Connery has:
Standard II (A) - Use of Professional Designation, states that a person must be registered to take the next higher level of the exam to be a "candidate" in the CFA program.
Standard IV (B.4) deals with ________.
Answer(s): E
Standard IV (B.4) deals with the priority of transactions of clients and employers over transactions in investments in which the member is the beneficial owner.
Share your comments for CFA CFA I exam with other users:
password lockout being the correct answer for question 37 does not make sense. it should be geofencing.
for question 4, the righr answer is :recover automatically from failures
question number 4s answer is 3, option c. i
very good questions
i am confused about the answers to the questions. are the answers correct?
very usefull
need certification.
great exam prep
i require dump
good morning, could you please upload this exam again,
hi can you please upload the dumps for sap contingent module. thanks
good questions
looking forward to the real exam
good ones for exam preparation
this is a good experience
hi everyone
waiting for the dump. please upload.
upload cks exam questions
awesome training material
where is dump
q. 289 - the correct answer should be b not d, since the question asks for the most secure way to provide access to a s3 bucket (a single one), and by principle of the least privilege you should not be giving access to all buckets.
please i need if possible h12-831,
good collection of questions and solution for pl500 certification
i would like to appear the exam.
i am very happy as i cleared my comptia a+ 220-1101 exam. i studied from as it has all exam dumps and mock tests available. i got 91% on the test.
need this dump
its really good to eventuate knowledge before appearing for the actual exam.
this is great
please i want the questions to pass the exam
i need to pass exam
great, i appreciate it.
please could you upload (isc)2 certified in cybersecurity (cc) exam questions
good questions, wrong answers
im preparing for exams