ISACA AAIA Exam (page: 2)
ISACA Advanced in AI Audit
Updated on: 12-Feb-2026

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Which of the following is the BEST way to support the development and design of high-risk AI systems?

  1. Regularly back up the AI system's data to a secure, offsite location.
  2. Conduct regular training sessions for users on data privacy.
  3. Ensure the availability of trustworthy data sets.
  4. Implement multi-factor authentication (MFA) for all users accessing the AI system.

Answer(s): C



A healthcare organization uses patient data to train an AI model for early disease detection.
Which of the following practices provides the BEST assurance that personal data is secure and its integrity is maintained?

  1. Encrypting stored data to reduce exposure and log access
  2. Updating the AI model with new data and tracking changes
  3. Implementing strict data access controls and conducting security tests
  4. Anonymizing patient data and performing regular quality checks

Answer(s): D



Which of the following should be done FIRST when an attacker exfiltrates sensitive information from an AI model?

  1. Implement rate limiting and query restrictions to reduce exploitation attempts.
  2. Isolate impacted systems until the attack vector is identified.
  3. Rebuild the AI model using a more secure architecture.
  4. Inform regulators and affected stakeholders of a potential data breach.

Answer(s): B



Which of the following is the MOST important purpose of conducting a risk assessment for AI models within an organization?

  1. Categorizing data used by the AI model
  2. Defining mitigation strategies for AI deployment
  3. Monitoring AI model performance on an ongoing basis
  4. Determining whether AI model outputs align with established use cases

Answer(s): B



An organization is adopting AI for its procurement and inventory teams, raising concern from stakeholders that they will lose their jobs due to AI.
Which of the following is the BEST way for the IS auditor to assess whether the potential negative impacts were minimized?

  1. Review human-centered design practices to determine how they were considered.
  2. Review the AI roadmap for short-term and long-term milestones.
  3. Review how the project management team collected feedback in engagement activities.
  4. Review the current state assessment of how AI may impact the organization.

Answer(s): A



An IS auditor is looking to expedite reporting for an audit with complex issues.
Which of the following would be the MOST effective way for the auditor to use generative AI?

  1. Developing action items discussed in closing meetings for management action plans
  2. Developing a draft of an executive summary based on detailed findings and audit scope
  3. Revising audit conclusions with precise verbiage to describe the audit observations
  4. Revising audit background and scope information based on new information from management

Answer(s): B



Which of the following is the PRIMARY purpose of an AI acceptable use policy?

  1. Establishing guidance on the ethical use of AI
  2. Outlining AI usage monitoring procedures
  3. Educating employees on where to find and how to use AI tools
  4. Explaining the distinction between different types of AI

Answer(s): A



While evaluating a complex machine learning (ML) model used for regulatory compliance in a financial institution, which of the following should the IS auditor do to BEST ensure transparency?

  1. Document sources and data processes.
  2. Create dashboards to show outputs.
  3. Provide periodic model audit reports.
  4. Use tools that explain model decisions.

Answer(s): D



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