ISACA Advanced in AI Audit AAIA Exam Questions in PDF

Free ISACA AAIA Dumps Questions (page: 2)

A healthcare organization uses patient data to train an AI model for early disease detection. Which of the following practices provides the BEST assurance that personal data is secure and its integrity is maintained?

  1. Implementing strict data access controls and conducting security tests
  2. Encrypting stored data to reduce exposure and log access
  3. Updating the AI model with new data and tracking changes
  4. Anonymizing patient data and performing regular quality checks

Answer(s): A

Explanation:

The best assurance that personal data is secure and its integrity maintained is by implementing strict data access controls and conducting security tests. This ensures only authorized personnel can access sensitive data and that vulnerabilities are proactively identified and mitigated.



An organization deploys an AI recruitment platform to screen job applicants. The IS auditor identifies that the platform's decisions may be influenced by model bias. Which of the following risk mitigation strategies is BEST for the auditor to recommend?

  1. Implement a process to periodically test the AI system for biases and adjust parameters as needed.
  2. Suspend the use of the AI system until the training data can be verified for fairness and compliance.
  3. Require manual reviews of all AI-generated recruitment decisions before hiring is finalized.
  4. Retrain the AI model using an external data set certified for inclusivity and fairness.

Answer(s): A

Explanation:

The best risk mitigation strategy is to implement a process to periodically test the AI system for biases and adjust parameters as needed. This proactive and ongoing approach ensures that bias is continuously monitored and addressed without unnecessarily halting operations or relying solely on manual intervention.



Which of the following is MOST important to consider when deciding whether to implement an AI solution?

  1. The space required for AI hardware
  2. The cost of AI implementation
  3. The speed of AI implementation
  4. The ethical implications of AI

Answer(s): D

Explanation:

The most important consideration when deciding whether to implement an AI solution is the ethical implications of AI. Ethical use ensures fairness, accountability, transparency, and compliance -- critical for maintaining trust, avoiding harm, and meeting legal and societal expectations.



Which of the following is the PRIMARY purpose of an AI acceptable use policy?

  1. Establishing guidance on the ethical use of AI
  2. Explaining the distinction between different types of AI
  3. Outlining AI usage monitoring procedures
  4. Educating employees on where to find and how to use AI tools

Answer(s): A

Explanation:

The primary purpose of an AI acceptable use policy is to establish guidance on the ethical use of AI. It defines what constitutes responsible, compliant, and ethical behavior when interacting with or deploying AI systems within the organization.



Which of the following is the MOST important purpose of conducting a risk assessment for AI models within an organization?

  1. Determining whether AI model outputs align with established use cases
  2. Categorizing data used by the AI model
  3. Defining mitigation strategies for AI deployment
  4. Monitoring AI model performance on an ongoing basis

Answer(s): C

Explanation:

The most important purpose of conducting a risk assessment for AI models is to define mitigation strategies for AI deployment. Identifying and understanding risks allows the organization to proactively manage and reduce potential harm, ensuring responsible and secure AI implementation.



Which of the following is the MOST important course of action for an organization prior to allowing end users to utilize an AI tool?

  1. Develop an AI policy with guidelines on appropriate use.
  2. Determine the impact to the disaster recovery plan (DRP).
  3. Implement baseline performance metrics.
  4. Ensure a cybersecurity insurance clause is in place to include the use of AI.

Answer(s): A

Explanation:

The most important course of action before allowing end users to utilize an AI tool is to develop an AI policy with guidelines on appropriate use. This ensures users understand acceptable behaviors, ethical considerations, data handling responsibilities, and compliance requirements, establishing a foundation for responsible AI usage.



Which of the following controls would MOST effectively mitigate worst-case service disruption scenarios affecting an AI-based application system?

  1. Updating key risk indicators (KRIs) regularly
  2. Implementing a kill chain process in the event of disruption
  3. Performing periodic tabletop exercises
  4. Including a range of AI disruption scenarios in the disaster recovery plan (DRP)

Answer(s): D

Explanation:

The control that would most effectively mitigate worst-case service disruption scenarios is including a range of AI disruption scenarios in the disaster recovery plan (DRP). This ensures the organization is prepared to respond and recover quickly from disruptions specific to AI systems, maintaining resilience and continuity.



An organization uses an AI image generation platform to create promotional materials. An IS auditor identifies that the platform includes copyrighted images in its training data. Which of the following is the auditor's BEST recommendation to address this issue?

  1. Suspend the use of the platform until the training data is sanitized.
  2. Label all AI-generated images to disclaim the possibility of third-party content.
  3. Implement a manual review process to ensure no copyrighted images are used in generated outputs.
  4. Use a platform that certifies the provenance and licensing of its training data.

Answer(s): D

Explanation:

The best recommendation is to use a platform that certifies the provenance and licensing of its training data.
This ensures that the AI-generated content does not infringe on copyrighted material, reducing legal and reputational risks for the organization.



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