CFA Level I Chartered Financial Analyst CFA I Dumps in PDF

Free CFA CFA I Real Questions (page: 39)

According to the AIMR-PPS, ________ accounting must be used for fixed-income and all other securities that accrue income.

  1. time-weighted
  2. LIFO
  3. accrual
  4. fixed income

Answer(s): C

Explanation:

Accrual accounting must be used for fixed-income and all other securities that accrue income. Accrued income must be included in the market value calculation of the denominator and the numerator. This is a requirement for calculation of returns.



Standard III includes which of the following?

  1. Performance Presentation
  2. All of these answers
  3. None of these answers
  4. Reasonable Basis and Representations
  5. Disclosure of Additional Compensation Arrangements
  6. Use of Professional Designation

Answer(s): E

Explanation:

Standard III deals with Obligation to Inform Employer of Code and Standards, Duty to Employer, Disclosure of Conflicts to Employer, Disclosure of Additional Compensation Arrangements and Responsibilities of Supervisors.



According to The Code of Ethics, members of AIMR shall: "Use reasonable care and exercise ________."

  1. each and every day
  2. none of these answers
  3. independent professional judgment
  4. optimal diversification
  5. open communications with clients

Answer(s): C

Explanation:

According to The Code of Ethics, members of AIMR shall: "Use reasonable care and exercise independent professional judgment."



Carlos recently attended a seminar on a new technique in identifying possible relative mispricings amongst stocks. Impressed by the presentation, he used the technique to suggest that two of his biggest clients rebalance their portfolios with a heavier emphasis on the stocks the technique identified as being mispriced. While presenting this suggestion to his clients, Carlos did not mention anything about the source of the ideas used. Before recommending the changes, he did not personally check the results nor did he try to find out if there were any significant caveats or assumptions associated with the methodology. He has:

  1. violated Standard II (B) - Professional Misconduct.
    II. violated Standard II (C) - Prohibition against Plagiarism.
    III. violated Standard IV (1) - Reasonable Basis & Representations.
    IV. violated Standard IV (B.1) - Fiduciary Duties.
  2. I, II and III
  3. I and III only
  4. I, II, III and IV
  5. II and III only

Answer(s): D

Explanation:

By not mentioning the sources of the results used, Carlos violated AIMR Standard II (C) related to Plagiarism.
By not exercising reasonable care in verifying the soundness of his recommendations, he violated Standard IV (A.1). However, Standard II (B) - Professional Misconduct - and Standard IV (B.1) - Fiduciary duties are not directly relevant to this situation.



Tiarera has just landed a big account for her fund and is in a joyous mood. To celebrate, she decides to go out to a bar with some of her friends and share some drinks. Tiarera, however, has a weak constitution and cannot handle alcohol very well. In fact, many times in the past, she has gotten into drunken altercations at bars. Tonight turns out to be no different; Tiarera and her friends are arrested for disorderly conduct and convicted for misdemeanor. Tiarera has

  1. has violated Standard II (B) - Professional Misconduct - because of a pattern of misconduct.
  2. not violated any AIMR standard since the arrest was for a misdemeanor, an offense not serious enough to trigger sanctions on the first occurrence.
  3. has violated Standard II (B) - Professional Misconduct - because she has been involved in a misdemeanor.
  4. not violated any AIMR standard since the arrest took place due to activities not related to her work.

Answer(s): A

Explanation:

A single instance of misdemeanor is generally not serious enough to constitute a violation of Standard II (B).
However, Tiarera has shown a pattern of professional misconduct that reflects poorly on her firm and her profession, thus violating the AIMR standard.



Share your comments for CFA CFA I exam with other users:

K
kumar
11/15/2023 11:24:00 AM

nokia 4a0-114 dumps

V
Vetri
10/3/2023 12:59:00 AM

great content and wonderful to have the answers with explanation

R
Ranjith
8/21/2023 3:39:00 PM

for question #118, the answer is option c. the screen shot is showing the drop down, but the answer is marked incorrectly please update . thanks for sharing such nice questions.

E
Eduardo Ramírez
12/11/2023 9:55:00 PM

the correct answer for the question 29 is d.

D
Dass
11/2/2023 7:43:00 AM

question no 22: correct answers: bc, 1 per session 1 per page 1 per component always

R
Reddy
12/14/2023 2:42:00 AM

these are pretty useful

D
Daisy Delgado
1/9/2023 1:05:00 PM

awesome

A
Atif
6/13/2023 4:09:00 AM

yes please upload

X
Xunil
6/12/2023 3:04:00 PM

great job whoever put this together, for the greater good! thanks!

L
Lakshmi
10/2/2023 5:26:00 AM

just started to view all questions for the exam

R
rani
1/19/2024 11:52:00 AM

helpful material

G
Greg
11/16/2023 6:59:00 AM

hope for the best

H
hi
10/5/2023 4:00:00 AM

will post exam has finished

V
Vmotu
8/24/2023 11:14:00 AM

really correct and good analyze!

H
hicham
5/30/2023 8:57:00 AM

excellent thanks a lot

S
Suman C
7/7/2023 8:13:00 AM

will post once pass the cka exam

R
Ram
11/3/2023 5:10:00 AM

good content

N
Nagendra Pedipina
7/13/2023 2:12:00 AM

q:32 answer has to be option c

T
Tamer Barakat
12/7/2023 5:17:00 PM

nice questions

D
Daryl
8/1/2022 11:33:00 PM

i really like the support team in this website. they are fast in communication and very helpful.

C
Curtis Nakawaki
6/29/2023 9:13:00 PM

a good contemporary exam review

X
x-men
5/23/2023 1:02:00 AM

q23, its an array, isnt it? starts with [ and end with ]. its an array of objects, not object.

A
abuti
7/21/2023 6:24:00 PM

cool very helpfull

K
Krishneel
3/17/2023 10:34:00 AM

i just passed. this exam dumps is the same one from prepaway and examcollection. it has all the real test questions.

R
Regor
12/4/2023 2:01:00 PM

is this a valid prince2 practitioner dumps?

A
asl
9/14/2023 3:59:00 PM

all are relatable questions

S
Siyya
1/19/2024 8:30:00 PM

might help me to prepare for the exam

T
Ted
6/21/2023 11:11:00 PM

just paid and downlaod the 2 exams using the 50% sale discount. so far i was able to download the pdf and the test engine. all looks good.

P
Paul K
11/27/2023 2:28:00 AM

i think it should be a,c. option d goes against the principle of building anything custom unless there are no work arounds available

P
ph
6/16/2023 12:41:00 AM

very legible

S
sephs2001
7/31/2023 10:42:00 PM

is this exam accurate or helpful?

A
ash
7/11/2023 3:00:00 AM

please upload dump, i have exam in 2 days

S
Sneha
8/17/2023 6:29:00 PM

this is useful

S
sachin
12/27/2023 2:45:00 PM

question 232 answer should be perimeter not netowrk layer. wrong answer selected

AI Tutor 👋 I’m here to help!